Risk Assessments
REQUEST FOR PROPOSAL
What Your ACH Audit Includes
ACH Audit
Examination of your ACH operations, as required annually by Nacha for financial institutions, third-party senders, and third-party services providers
Services include:
- Pre-audit checklist
- Performance of audit as required by the Nacha Operating Rules
- Written ACH Audit Report, including recommendations for improvement
- Audit Certification Form
- Opening and exit meetings
- Access to the auditor for questions
What Your ACH Risk Assessment Includes
ACH Risk Assessment
Evaluation of the complexity of your services, a thorough review of your overall ACH risk, and an examination of your established risk controls
Services include:
- Pre-assessment checklist
- Thorough assessment of ACH activities and risk management program
- Written ACH Risk Assessment Report, including recommendations for improvement
- Review of agreements
- Opening and exit meetings
- Access to assessor for questions
Compliance Services
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Now offering digital, cloud-based tools, powered by OAS™, to walk Third-Party Senders and Originators through applicable Nacha Rules audits in plain language.
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Your direct line to payments expertise, compliance support, and industry connections.
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