RDC Risk Assessment and Audit of Internal Controls

Southern Financial Exchange's (SFE) RDC Risk Assessment and Audit of Internal Controls reviews the financial institution's compliance with FFIEC Guidance. The various methods for using RDC within the financial institution are covered including mobile RDC, and merchant capture. Allow one of SFE's payments experts to analyze your institution's RDC compliance, internal controls, and risk management process.

The SFE RDC Risk Assessment and Audit of Internal Controls service includes:

  • Prior to and onsite checklists
  • Client questionnaire
  • Review of sound business practices and internal controls
  • Review of agreements
  • Exit interview
  • Written report including findings and/or recommendations
  • Risk Assessment Certification form
  • Access to auditor for questions

REQUEST FOR PROPOSAL

Tip: Schedule early to ensure availability, efficient preparation time and to avoid additional charges.